2340 S. El Camino Real, Ste 6, San Clemente, CA 92672 Phone: 949-369-0393

rincon pacific management Rincon Pacific Management

CLIENT PRIVACY POLICY

 

Maintaining the trust and confidence of our clients is a high priority for Rincon Pacific Management Incorporated. 
We feel it is important that you understand how we protect your privacy when we collect and use information
about you, and the steps we take to safeguard that information.


Information We Collect: In connection with providing financial advice and selecting investment products, we obtain
non-public information from you, including:

 Information received from you on your Advisory Agreement and account applications; and

 Information about your transactions with us or others, including your financial advisor and investment custodian.


Information We Disclose:  We will not disclose information regarding you or your account with us except under the
following circumstances:

 To your referring financial advisor;

 To government entities or third parties in response to subpoenas or other legal process as required by law;

 To a third party, e.g., your accountant, upon your written authorization.


Our Security Policy:   Only those employees of Rincon Pacific Management who need to access your account information
in order to perform their jobs are authorized by Rincon Pacific Management to have access to your confidential client
information.  We maintain physical, electronic and procedural security measures that comply with applicable state and
federal regulations to safeguard confidential client information.


Closed or Inactive Accounts:  If you decide to close your account(s) with Rincon Pacific Management Incorporated or
become an inactive client, we will adhere to the privacy policies and practices as described in this notice.


Changes to this Privacy Policy:  If we make any substantial changes in the way we use or disseminate confidential
information, we will notify you.



PRIVACY POLICY.doc
02/07



Rincon Pacific Managment 2008 All Rights Reserved.

Securities and investment advisory services offered through Girard Securities, Inc., member FINRA, SIPC. Investment Advisory services also offered through Rincon Pacific Management a registered investment advisor not affiliated with Girard Securities

The registered representatives associated with this site may only discuss and/or transact securities business with residents of the following states: CA